Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rajeswaran Venkatraman | 1383008 | 4 | 12/03/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Weiser | 6423539 | 1 | 02/04/2019 | Customer Dispute | Settled | $12,296.00 | $0.00 | See FINRA Report |
| Aaron Hollis Lavigne | 6111285 | 1 | 01/11/2019 | Customer Dispute | Settled | $20,614.00 | $0.00 | See FINRA Report |
| Corey Richard Milewski | 4145929 | 1 | 11/05/2018 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| James Thomas Murfee | 1765445 | 3 | 04/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Annett Diega Andrallanno | 2683247 | 1 | 09/06/2011 | Customer Dispute | Settled | $5,450.80 | $0.00 | See FINRA Report |
| Joe Anthony Marini | 4101633 | 3 | 09/15/2009 | Customer Dispute | Settled | $369.83 | $0.00 | See FINRA Report |
| Joe Anthony Marini | 4101633 | 3 | 09/15/2009 | Customer Dispute | Settled | $369.83 | $0.00 | See FINRA Report |
| David Frank Hilton | 1736021 | 1 | 12/18/2008 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Derek E Stiles | 3040378 | 1 | 10/23/2008 | Customer Dispute | Settled | $19,000.00 | $0.00 | See FINRA Report |