Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Andreotta | 4508256 | 1 | 07/19/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Stephan James Coles | 709672 | 1 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Zahm | 6381591 | 1 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rajeswaran Venkatraman | 1383008 | 4 | 03/18/2021 | Customer Dispute | Denied | $39,439.00 | $0.00 | See FINRA Report |
| Rajeswaran Venkatraman | 1383008 | 4 | 09/08/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Larocca | 1742689 | 2 | 03/09/2018 | Customer Dispute | Denied | $8,363.75 | $0.00 | See FINRA Report |
| Michael Lynn Bowden | 2996725 | 1 | 01/18/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marisa Lynn Brown | 2987613 | 4 | 02/08/2016 | Customer Dispute | Denied | $20,600.00 | $0.00 | See FINRA Report |
| Diane Elizabeth Petitta | 1782500 | 1 | 02/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Delwin Randall Roberts | 2048275 | 2 | 06/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |