Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Archie Bragg | 3188506 | 7 | 02/15/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
John Bruce Morrill | 2226296 | 1 | 04/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Archie Bragg | 3188506 | 7 | 04/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Archie Bragg | 3188506 | 7 | 03/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |