Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Albert Austin Bunner | 5317773 | 2 | 03/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darren Scott Wagerman | 3254817 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Lewis | 4473441 | 2 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Lewis | 4473441 | 2 | 08/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darryl Andre McKinley | 6899638 | 5 | 07/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Michael Zickler | 6142739 | 1 | 03/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Paul David MacGregor | 1128135 | 3 | 07/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Paul David MacGregor | 1128135 | 3 | 09/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darryl Andre McKinley | 6899638 | 5 | 08/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |