Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Andreotta | 4508256 | 1 | 07/19/2022 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
Stephan James Coles | 709672 | 1 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Anthony Zahm | 6381591 | 1 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Renee Gibbs | 5230265 | 1 | 12/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Archie Bragg | 3188506 | 7 | 10/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Archie Bragg | 3188506 | 7 | 09/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Archie Bragg | 3188506 | 7 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rajeswaran Venkatraman | 1383008 | 4 | 03/18/2021 | Customer Dispute | Denied | $39,439.00 | $0.00 | See FINRA Report |
Archie Bragg | 3188506 | 7 | 02/15/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Martin Puiggari | 4223294 | 1 | 01/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |