Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Frank Deo | 3145183 | 1 | 09/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew A Newman | 5647945 | 1 | 08/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rod Charles Dayton | 729831 | 1 | 06/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Frank Grande | 2838265 | 1 | 03/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean David Muhlstein | 5191254 | 1 | 02/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Larocca | 1742689 | 2 | 02/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James V Scheidel | 4489589 | 1 | 01/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thakoor Ben Balkaran | 2506670 | 2 | 01/25/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Suzan Savin | 2123585 | 1 | 01/25/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darleen Marie Lehmann | 7040978 | 1 | 01/09/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |