Our Staff has compiled our research into a database of FINRA Broker Disclosures for Voya Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Frank Deo | 3145183 | 1 | 09/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rod Charles Dayton | 729831 | 1 | 06/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Frank Grande | 2838265 | 1 | 03/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Anthony Larocca | 1742689 | 2 | 02/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James V Scheidel | 4489589 | 1 | 01/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thakoor Ben Balkaran | 2506670 | 2 | 01/25/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Suzan Savin | 2123585 | 1 | 01/25/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sherry Claire Cesare | 3182775 | 1 | 02/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chimenem Amadi | 6018476 | 1 | 05/03/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |