Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Adam Morris | 7284402 | 1 | 05/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Kirsner | 2675082 | 3 | 02/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 07/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 11/20/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Oliva Donti | 6469595 | 3 | 11/16/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Brian Mitchell | 2325229 | 1 | 08/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Oliva Donti | 6469595 | 3 | 01/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Preston Alexander | 5309647 | 1 | 09/07/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Dipaula | 6018094 | 1 | 08/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Lederer | 5798391 | 2 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |