Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Webster Morgan | 2230081 | 1 | 04/02/2024 | Customer Dispute | Denied | $78,833.00 | $0.00 | See FINRA Report |
| Michael Joseph Lamarche | 1108312 | 2 | 06/20/2023 | Customer Dispute | Denied | $52,580.00 | $0.00 | See FINRA Report |
| Christine Couvillon Smith | 6532287 | 1 | 12/01/2021 | Customer Dispute | Denied | $325,000.00 | $0.00 | See FINRA Report |
| Roger Lee Ford | 1537481 | 1 | 09/09/2019 | Customer Dispute | Denied | $15,607.20 | $0.00 | See FINRA Report |
| Nathaniel Joseph Miller | 6422142 | 1 | 12/03/2018 | Customer Dispute | Denied | $14,279.20 | $0.00 | See FINRA Report |
| Jeffrey Scott Beyer | 5731082 | 1 | 06/28/2018 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Brandon Beck | 5168802 | 2 | 06/13/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Dee Fullmer | 3061744 | 1 | 06/10/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 05/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 04/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |