Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Anthony Virga | 5070668 | 8 | 11/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew S Klaess | 5997715 | 1 | 07/19/2023 | Customer Dispute | Pending | $10,418.60 | $0.00 | See FINRA Report |
| Daniel Werts | 6610699 | 1 | 04/25/2023 | Customer Dispute | Pending | $1,157,000.00 | $0.00 | See FINRA Report |
| Vincent Buttaro | 6156731 | 2 | 10/09/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |