Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Neil Stell | 6553446 | 2 | 05/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Randall Preslar | 5789465 | 1 | 05/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Dee Higdon | 6372768 | 1 | 01/08/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Elizabeth Derussy | 3155526 | 3 | 12/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Elizabeth Derussy | 3155526 | 3 | 12/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Evan Greene | 3132867 | 2 | 01/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Evan Greene | 3132867 | 2 | 01/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charisse Valerie MacKenzie | 6091136 | 2 | 03/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charisse Valerie MacKenzie | 6091136 | 2 | 03/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph D Uradnik | 2949407 | 3 | 06/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |