Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Marshall Wadsworth | 2272134 | 2 | 06/09/2022 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Danial Fereydani | 6521064 | 1 | 11/21/2019 | Customer Dispute | Closed-No Action | $126,971.00 | $0.00 | See FINRA Report |
| Craig Kirsner | 2675082 | 3 | 08/12/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Lamarche | 1108312 | 2 | 08/30/2018 | Customer Dispute | Closed-No Action | $102,790.00 | $0.00 | See FINRA Report |
| Raimund Marx | 2489343 | 1 | 02/21/2007 | Customer Dispute | Closed-No Action | $119,048.00 | $0.00 | See FINRA Report |
| Phillip Thomas Bloyd | 3168115 | 1 | 08/09/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |