Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Webster Morgan | 2230081 | 1 | 04/02/2024 | Customer Dispute | Denied | $78,833.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 11/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew S Klaess | 5997715 | 1 | 07/19/2023 | Customer Dispute | Pending | $10,418.60 | $0.00 | See FINRA Report |
| Michael Joseph Lamarche | 1108312 | 2 | 06/20/2023 | Customer Dispute | Denied | $52,580.00 | $0.00 | See FINRA Report |
| Daniel Werts | 6610699 | 1 | 04/25/2023 | Customer Dispute | Pending | $1,157,000.00 | $0.00 | See FINRA Report |
| Jeffrey Marshall Wadsworth | 2272134 | 2 | 06/09/2022 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Christine Couvillon Smith | 6532287 | 1 | 12/01/2021 | Customer Dispute | Denied | $325,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 10/19/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 08/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 06/22/2021 | Customer Dispute | Settled | $495,000.00 | $0.00 | See FINRA Report |