Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Brian Wilson | 1517272 | 5 | 03/02/2023 | Customer Dispute | Settled | $484,905.00 | $0.00 | See FINRA Report |
| Erin Lanette Wilmer | 6075672 | 2 | 06/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Sidor | 1533166 | 2 | 10/26/2020 | Customer Dispute | Settled | $36,866.90 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 10/08/2020 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Christopher John Bowman | 2187173 | 1 | 11/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricardo William Cabrera | 5632596 | 3 | 10/05/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ricardo William Cabrera | 5632596 | 3 | 12/08/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Gene Cox | 5518178 | 1 | 08/27/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Brian John Brechler | 4728254 | 1 | 05/21/2015 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Gary Charles Haack | 2796834 | 3 | 04/20/2015 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |