Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Lanette Wilmer | 6075672 | 2 | 06/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua John Storey | 6389411 | 5 | 06/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Wilt | 732921 | 2 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Wilt | 732921 | 2 | 09/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James D Zifer | 2884061 | 2 | 12/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oscar Vega | 2741444 | 1 | 07/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Ronald Roberts | 2734867 | 3 | 01/28/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Angus Guy | 1726805 | 3 | 03/29/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |