Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Edward Oliver | 6285198 | 3 | 11/04/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Oliver | 6285198 | 3 | 05/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Guy Hutton | 7767468 | 1 | 11/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Winter | 3259009 | 3 | 11/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Edward Oliver | 6285198 | 3 | 03/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael H Distefano | 3126066 | 1 | 11/07/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Warren Trimble | 2121752 | 1 | 02/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Dauphinee | 5847437 | 2 | 07/14/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |