Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dauphinee | 5847437 | 2 | 07/25/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 06/04/2024 | Customer Dispute | Pending | $761,000.00 | $0.00 | See FINRA Report |
| Ricardo William Cabrera | 5632596 | 3 | 10/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 03/02/2023 | Customer Dispute | Settled | $484,905.00 | $0.00 | See FINRA Report |
| Erin Lanette Wilmer | 6075672 | 2 | 06/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erin Lanette Wilmer | 6075672 | 2 | 06/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Angus Guy | 1726805 | 3 | 03/31/2021 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Scott Edward Sidor | 1533166 | 2 | 10/26/2020 | Customer Dispute | Settled | $36,866.90 | $0.00 | See FINRA Report |
| Curtis Brian Wilson | 1517272 | 5 | 10/08/2020 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Edward Michael Botelho | 6532422 | 1 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |