Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Edward Sidor | 1533166 | 2 | 03/09/2017 | Customer Dispute | Closed-No Action | $59,485.40 | $0.00 | See FINRA Report |
| Wayne Scott Brunt | 2338336 | 3 | 08/10/2011 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Gary Charles Haack | 2796834 | 3 | 07/17/2009 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
| Dave Alan Buchanan | 2771420 | 1 | 01/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wayne Scott Brunt | 2338336 | 3 | 05/05/2003 | Customer Dispute | Closed-No Action | $8,114.97 | $0.00 | See FINRA Report |