Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Kent Suiter | 1217290 | 7 | 02/15/2005 | Customer Dispute | Award / Judgment | $150,000.00 | $212,320.00 | See FINRA Report |
| Christine Elizabeth Gibson | 1627208 | 1 | 02/05/1999 | Customer Dispute | Award / Judgment | $190,000.00 | $112,840.00 | See FINRA Report |
| Jerry Lee Morgan | 1016207 | 2 | 12/20/1995 | Customer Dispute | Award / Judgment | $30,000.00 | $36,766.70 | See FINRA Report |
| Carolyn Shirley Bishop | 1628197 | 1 | 08/28/1991 | Customer Dispute | Award / Judgment | $85,000.00 | $99,253.00 | See FINRA Report |