Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Lynn Fagenson | 3100930 | 1 | 07/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dragi Paunovski | 4464461 | 4 | 11/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Conley | 2765493 | 2 | 04/27/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Xavier Reilly | 2210571 | 1 | 07/28/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Bonnema | 2229865 | 1 | 06/24/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Meissner | 1942821 | 4 | 07/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Mitchell Lefkowitz | 1170503 | 9 | 06/28/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason N Ginder | 1577288 | 4 | 03/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Anthony Porpora | 1077716 | 8 | 12/04/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Anthony Porpora | 1077716 | 8 | 07/13/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |