Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin William Padilla | 2442136 | 11 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 04/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Patrick Campbell | 2317807 | 9 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 05/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Tortorici | 2741139 | 1 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 11/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Daniel Bergin | 1336791 | 2 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Moynihan | 1395196 | 4 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 11 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |