Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Campbell | 2317807 | 8 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 10 | 05/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Tortorici | 2741139 | 1 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 10 | 11/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Patrick McPartlin | 1377892 | 10 | 02/18/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Patrick McPartlin | 1377892 | 10 | 12/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin William Padilla | 2442136 | 10 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Daniel Bergin | 1336791 | 3 | 03/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jillian L Doyle | 5047799 | 1 | 03/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Daniel Bergin | 1336791 | 3 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |