Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Angelo Gassoso | 2590007 | 2 | 07/03/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 04/22/2024 | Customer Dispute | Pending | $260,000.00 | $0.00 | See FINRA Report |
| Shaun Evan Stein | 4873578 | 3 | 12/07/2023 | Customer Dispute | Pending | $722,528.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 11/08/2023 | Customer Dispute | Pending | $192,995.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 07/01/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 7 | 11/16/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Phillip Medlock | 1663409 | 1 | 07/07/2011 | Customer Dispute | Pending | $207,000.00 | $0.00 | See FINRA Report |
| William Mitchell Lefkowitz | 1170503 | 9 | 02/16/2005 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See FINRA Report |
| John Joseph Leniart | 1792221 | 1 | 05/02/2002 | Customer Dispute | Pending | $57,784.40 | $0.00 | See FINRA Report |