Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Angelo Gassoso | 2590007 | 2 | 07/03/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Bruscianelli | 4177839 | 10 | 04/22/2024 | Customer Dispute | Pending | $260,000.00 | $0.00 | See FINRA Report |
| Shaun Evan Stein | 4873578 | 3 | 12/07/2023 | Customer Dispute | Pending | $722,528.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 11/08/2023 | Customer Dispute | Pending | $192,995.00 | $0.00 | See FINRA Report |
| Christopher Russo | 2744913 | 4 | 07/01/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 07/01/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Kerry L Hoffman | 2224354 | 4 | 06/02/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Rachel Anne Heege-Abode | 4834840 | 1 | 03/24/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| William John Braun | 1271500 | 4 | 11/07/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Nitin Gobindram Bahirwani | 4748899 | 5 | 11/07/2022 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |