Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Boris Evgenevich Shabovta | 7210033 | 8 | 04/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 8 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 8 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 8 | 06/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Boris Evgenevich Shabovta | 7210033 | 8 | 05/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Burges | 6124932 | 3 | 01/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 4 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 4 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Dennis Kavinsky | 5881623 | 4 | 04/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Patrick King | 5586602 | 1 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |