Our Staff has compiled our research into a database of FINRA Broker Disclosures for B. Riley Wealth Management. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nitin Gobindram Bahirwani | 4748899 | 5 | 11/24/2021 | Customer Dispute | Closed-No Action | $354,130.00 | $0.00 | See FINRA Report |
| Nick Eugene Son | 1178523 | 4 | 12/22/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jay Shah | 4733217 | 2 | 08/03/2015 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 07/26/2015 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 03/19/2015 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| James Brian Raby | 2043246 | 3 | 01/16/2014 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 10/03/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Brian Raby | 2043246 | 3 | 07/16/2013 | Customer Dispute | Closed-No Action | $1,655,000.00 | $0.00 | See FINRA Report |
| Jack Frank Bruscianelli | 2113986 | 5 | 03/21/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Viqas Akhtar | 5624412 | 9 | 12/01/2011 | Customer Dispute | Closed-No Action | $7,132.00 | $0.00 | See FINRA Report |