Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jan Lee Getto | 2714455 | 1 | 06/22/2021 | Customer Dispute | Withdrawn | $77,462.10 | $0.00 | See FINRA Report |
| Arlene Eason Searle | 2654258 | 1 | 01/07/2011 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Peter Louis Mureddu | 2254790 | 1 | 01/12/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |