Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andreja Dugacki | 6741152 | 1 | 04/28/2022 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| James Joseph Fago | 1564659 | 1 | 08/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lamont Nicholas Corprew | 4660667 | 1 | 04/01/2021 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Denise Elaine Stuart | 5246423 | 1 | 11/10/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Ryan Alexander Smith | 5464593 | 1 | 04/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Nolan Tharp | 6059458 | 1 | 01/11/2019 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Tonya Marie McKinney | 6257339 | 2 | 11/20/2018 | Customer Dispute | Denied | $215,278.00 | $0.00 | See FINRA Report |
| Anthony Nigro | 5926434 | 1 | 02/23/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Espinal | 4400401 | 1 | 11/28/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Gwen Borowicz Dadoly | 1599350 | 1 | 08/29/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |