Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor John Roach | 4084997 | 1 | 08/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Houser | 5721502 | 1 | 10/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Adam Jackson | 6105096 | 1 | 07/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Alan Motelson | 6123911 | 1 | 12/23/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tiffany Rochelle Guy | 5065354 | 1 | 07/13/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Dale Stevenson | 5316898 | 1 | 06/14/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darin Lamone Daniels | 3136753 | 1 | 04/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Scott Crampton | 4092565 | 2 | 02/10/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |