Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John McKenna | 7562010 | 1 | 11/02/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devonte Jamar Joy | 7280334 | 1 | 03/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryce Donovan-Owen Schultz | 7570657 | 1 | 12/04/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Rodriguez Arredondo | 7464228 | 1 | 06/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Juda | 6758015 | 1 | 03/08/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brittany De'Ann Crutchfield | 6741266 | 1 | 02/05/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Allan Hendricksen | 7015013 | 1 | 10/05/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Swick | 6835646 | 2 | 09/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gavin Michael Mease | 7497820 | 1 | 07/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Clayton Payne | 6797169 | 1 | 12/03/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |