Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Salim Bou Faycal | 6276715 | 1 | 08/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Ryan Bednarik | 6469656 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richmond Agyekum | 7081939 | 2 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 11/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glynis Kathlyn Burgess | 7625347 | 1 | 10/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renata Elena de Leon-Flores | 6587277 | 8 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |