Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Salim Bou Faycal | 6276715 | 1 | 08/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Joseph | 4643229 | 1 | 07/26/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicki Lee Beatty | 7023718 | 1 | 06/23/2022 | Customer Dispute | Closed-No Action | $164,820.00 | $0.00 | See FINRA Report |
| David Alan Richard Toms | 6174150 | 1 | 06/13/2022 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Thomas Ryan Bednarik | 6469656 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Marcou | 5087224 | 1 | 05/18/2022 | Customer Dispute | Closed-No Action | $48,324.90 | $0.00 | See FINRA Report |