Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Steven Williams | 2274653 | 3 | 02/04/2024 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| John Allen Reese | 1511243 | 4 | 07/15/2022 | Customer Dispute | Withdrawn | $132,880.00 | $0.00 | See FINRA Report |
| Peter Martin Knittle | 4090117 | 2 | 11/15/2019 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Robert P Morse | 4156171 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |