Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louise Deluca Fallica | 1375433 | 2 | 11/18/2022 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| Bernard Irving Bostwick | 4327954 | 2 | 09/26/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Volini | 5693453 | 2 | 08/21/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| John Allen Reese | 1511243 | 4 | 07/15/2022 | Customer Dispute | Pending | $132,880.00 | $0.00 | See FINRA Report |
| David Aaron Goldstein | 2407371 | 1 | 07/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Glenn Albrecht | 1446140 | 3 | 06/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Jeffrey Douglas | 1043662 | 1 | 11/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Herbert Saraga | 844223 | 4 | 10/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Thomas Crothers | 1648677 | 2 | 10/19/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Buddy Martin Levy | 2387806 | 1 | 07/28/2021 | Customer Dispute | Settled | $8,154.00 | $0.00 | See FINRA Report |