Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Jeffrey Douglas | 1043662 | 3 | 08/15/2024 | Customer Dispute | Pending | $42,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Crothers | 1648677 | 2 | 07/19/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Steven Frederick McNeilly | 5614719 | 1 | 07/05/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 05/09/2024 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Francis McPartlan | 1159939 | 4 | 05/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 03/22/2024 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Daniel Steven Williams | 2274653 | 3 | 02/04/2024 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Reginald Norman Daniels | 1599887 | 28 | 01/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Howard Jeffrey Douglas | 1043662 | 3 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 10/23/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |