Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Francis McPartlan | 1159939 | 4 | 05/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Reginald Norman Daniels | 1599887 | 28 | 01/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian James Dougherty | 5844453 | 2 | 08/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis McPartlan | 1159939 | 4 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Victor Nicolich | 1193936 | 1 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Ross Allen | 6871638 | 1 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Gentile | 1199626 | 3 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edmund Damien Tschopp | 2338163 | 1 | 10/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Brian Girnis | 2695589 | 1 | 12/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Sultan | 835415 | 1 | 10/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |