Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Hawkins | 1918178 | 1 | 06/24/2016 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,758,000.00 | See FINRA Report |
| Carl Andrew Vandenburg | 2755570 | 2 | 12/18/2012 | Customer Dispute | Award / Judgment | $75,000.00 | $45,500.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 12/12/2012 | Customer Dispute | Award / Judgment | $48,000.00 | $10,000.00 | See FINRA Report |
| Loretta Chiofolo | 1213628 | 1 | 04/24/2007 | Customer Dispute | Award / Judgment | $347,984.00 | $182,478.00 | See FINRA Report |
| Robert Thomas Crothers | 1648677 | 2 | 01/10/2005 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Michael Sackstein | 2179447 | 2 | 01/22/2004 | Customer Dispute | Award / Judgment | $75,000.00 | $1.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 09/09/1992 | Customer Dispute | Award / Judgment | $5,633.00 | $5,633.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 05/08/1992 | Customer Dispute | Award / Judgment | $216,500.00 | $162,000.00 | See FINRA Report |