Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Steven Williams | 2274653 | 3 | 07/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald Norman Daniels | 1599887 | 28 | 02/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian James Dougherty | 5844453 | 2 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Herbert Saraga | 844223 | 4 | 10/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brett David Shofner | 2723338 | 3 | 06/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald Norman Daniels | 1599887 | 28 | 12/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald Norman Daniels | 1599887 | 28 | 12/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francis Paul Mitchell | 1334998 | 6 | 02/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald Norman Daniels | 1599887 | 28 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reginald Norman Daniels | 1599887 | 28 | 05/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |