Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian James Dougherty | 5844453 | 2 | 08/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy James Pandekakes | 4890164 | 2 | 12/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Evan Young | 4584675 | 2 | 05/13/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Irving Bostwick | 4327954 | 2 | 05/13/2020 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John William Murphy | 1374449 | 2 | 09/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Louis Gentile | 1199626 | 3 | 04/10/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis McPartlan | 1159939 | 4 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Benedeti | 2520794 | 2 | 03/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Victor Nicolich | 1193936 | 1 | 09/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |