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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 132 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Noe Bardomiano Lumbreras4961519110/10/2022Customer DisputeSettled$13,500.00$0.00See FINRA Report
Brian William Casey5560233108/17/2022Customer DisputeSettled$6,000.00$0.00See FINRA Report
Christopher Steven Coffey6850994104/20/2022Customer DisputeSettled$18,000.00$0.00See FINRA Report
Brenda Faye Stone2626187110/20/2021Customer DisputeSettled$7,000.00$0.00See FINRA Report
Steven Michael Caparco5568637409/10/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Charles Eugene Davis3111678207/28/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Alexis Ann Intili2925224606/22/2020Customer DisputeSettled$16,470.10$0.00See FINRA Report
Robert Elias Sorensen5910732105/01/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Henry Meehan4304629103/26/2020Customer DisputeSettled$0.00$0.00See FINRA Report
James Anthony Bologna3232798203/13/2020Customer DisputeSettled$0.00$0.00See FINRA Report

132 Results

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