Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alain J Welty | 2067950 | 1 | 01/29/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Terry James Knop | 1245263 | 1 | 07/31/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Gene Carter | 6088218 | 2 | 09/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody Lee Ickes | 6732659 | 1 | 01/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Robert Stevens | 6589987 | 1 | 02/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Hernandez | 6913596 | 1 | 08/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Eugene Augustine | 4258512 | 1 | 05/30/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwayne Eric Daniels | 6117658 | 1 | 12/04/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Azqa Janin Goraya | 6544199 | 1 | 08/29/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Loren Gross | 5307786 | 1 | 06/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |