Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracy A Shannon | 1872702 | 3 | 12/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Edmund Devore | 2797554 | 13 | 12/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cesar Fernando Carranza | 4266830 | 2 | 12/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Pacha | 4366468 | 6 | 08/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colleen Gay Wagschal | 6528440 | 4 | 07/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travelle Deonte Johnson | 4959402 | 1 | 06/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Call | 4261300 | 3 | 01/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kay Lynne Finley | 4313123 | 1 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Call | 4261300 | 3 | 11/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Paul Jackson | 4604248 | 1 | 11/04/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |