Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Andrew Cornell | 4508014 | 1 | 08/13/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Johnny C Lo | 4310352 | 6 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
John Nicolucci | 4165088 | 2 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Harold Edwin Headley | 3260703 | 1 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Linsie Hughs | 4190345 | 1 | 04/23/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sean McMullin | 4228661 | 2 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shaena Irene Coen | 7202445 | 2 | 03/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jose Fernando Gamez | 6027849 | 2 | 03/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sean McMullin | 4228661 | 2 | 03/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Myron Dale Safritt | 6386357 | 1 | 03/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |