Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Cornell | 4508014 | 1 | 08/13/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Neil Edward Barney | 4265082 | 1 | 06/26/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Johnny C Lo | 4310352 | 6 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Nicolucci | 4165088 | 2 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean McMullin | 4228661 | 2 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shaena Irene Coen | 7202445 | 2 | 03/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean McMullin | 4228661 | 2 | 03/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 01/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anne M Rutten | 2605664 | 1 | 09/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |