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FINRA Broker Disclosures for Allstate Financial Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 292 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Neil Edward Barney4265082106/26/2024Customer DisputePending$200,000.00$0.00See FINRA Report
Todd Allen Seesman5473414103/29/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Karen Kay Cagle5821762102/26/2024Customer DisputeDenied$6,500.00$0.00See FINRA Report
Justin Matthew Phillips6731481101/31/2024Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Lee Morris McPherson4416309201/29/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Carlos Camero Gomez4357148101/17/2024Customer DisputeDenied$56,609.00$0.00See FINRA Report
William Joseph Hoody4966121111/13/2023Customer DisputeDenied$26,552.00$0.00See FINRA Report
James Robert Hasenbeck1414838207/28/2023Customer DisputeDenied$100,000.00$0.00See FINRA Report
Aaron Christopher Mesaros2900666503/17/2023Customer DisputeDenied$11,000.00$0.00See FINRA Report
Denise Suzanne Chin3073481101/11/2023Customer DisputeDenied$30,496.00$0.00See FINRA Report

292 Results

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