Our Staff has compiled our research into a database of FINRA Broker Disclosures for Allstate Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Cornell | 4508014 | 1 | 08/13/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lawrence Douglas Brooks | 5575440 | 2 | 07/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Michael Wiley | 6699073 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neil Edward Barney | 4265082 | 1 | 06/26/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Johnny C Lo | 4310352 | 6 | 06/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Nicolucci | 4165088 | 2 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Harold Edwin Headley | 3260703 | 1 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Keib | 1388130 | 4 | 05/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Ratkewitch | 4457427 | 1 | 05/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik Allan Larson | 4203790 | 1 | 05/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |