Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcello Lattuca | 2149434 | 4 | 05/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcello Lattuca | 2149434 | 4 | 05/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcello Lattuca | 2149434 | 4 | 05/15/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Edward Disanza | 1912359 | 5 | 06/19/2017 | Customer Dispute | Settled | $89,540.30 | $0.00 | See FINRA Report |
| Lawrence Clay Miller | 335170 | 4 | 12/13/2012 | Customer Dispute | Settled | $907,595.00 | $0.00 | See FINRA Report |
| Timothy Smith Forsman | 2684088 | 1 | 06/08/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Alexander Wolcott Vandenberg | 2704418 | 1 | 09/18/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Lee Scott Steorts | 2214865 | 9 | 08/15/2006 | Customer Dispute | Settled | $51,661.00 | $0.00 | See FINRA Report |
| Joseph Edward Disanza | 1912359 | 5 | 06/09/2003 | Customer Dispute | Settled | $310,783.00 | $0.00 | See FINRA Report |
| Lee Scott Steorts | 2214865 | 9 | 12/24/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |