Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcello Lattuca | 2149434 | 4 | 05/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcello Lattuca | 2149434 | 4 | 05/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcello Lattuca | 2149434 | 4 | 05/15/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David Edwin Hope | 1426484 | 1 | 09/26/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Disanza | 1912359 | 5 | 06/19/2017 | Customer Dispute | Settled | $89,540.30 | $0.00 | See FINRA Report |
| Levi James Olson | 5294419 | 1 | 08/23/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Lanell Minnis | 2003706 | 1 | 11/12/2015 | Customer Dispute | Closed-No Action | $834,989,000.00 | $0.00 | See FINRA Report |
| Michael Bernard Otoole | 1158699 | 1 | 07/01/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Lawrence Clay Miller | 335170 | 4 | 12/13/2012 | Customer Dispute | Settled | $907,595.00 | $0.00 | See FINRA Report |
| Thomas Steven Johnson | 873929 | 1 | 09/10/2012 | Customer Dispute | Denied | $34,365.00 | $0.00 | See FINRA Report |