Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Bernard Otoole | 1158699 | 1 | 07/01/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Lawrence Clay Miller | 335170 | 4 | 06/10/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Hutchinson Drury | 1441995 | 1 | 05/14/2004 | Customer Dispute | Denied | $137,400.00 | $0.00 | See FINRA Report |
| Lawrence Clay Miller | 335170 | 4 | 10/21/2002 | Customer Dispute | Denied | $6,451.40 | $0.00 | See FINRA Report |
| Dale Barton Elliott | 2247036 | 1 | 09/25/2002 | Customer Dispute | Denied | $20,419.90 | $0.00 | See FINRA Report |
| Jeffrey Allen Weber | 2443444 | 1 | 09/03/2002 | Customer Dispute | Denied | $26,182.70 | $0.00 | See FINRA Report |
| Lawrence Clay Miller | 335170 | 4 | 03/13/2000 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |