Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Levi James Olson | 5294419 | 1 | 08/23/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Lanell Minnis | 2003706 | 1 | 11/12/2015 | Customer Dispute | Closed-No Action | $834,989,000.00 | $0.00 | See FINRA Report |
| Todd Randall Kurzhal | 2015537 | 1 | 07/31/2008 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Lee Scott Steorts | 2214865 | 9 | 09/12/2005 | Customer Dispute | Closed-No Action | $103,000.00 | $0.00 | See FINRA Report |