Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Warren Douglas McPeters | 1200213 | 2 | 05/24/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Dewayne Bonds | 5861808 | 3 | 11/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcello Lattuca | 2149434 | 4 | 05/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcello Lattuca | 2149434 | 4 | 05/19/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcello Lattuca | 2149434 | 4 | 05/15/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gayle Anne Dilla | 1633766 | 1 | 11/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Edwin Hope | 1426484 | 1 | 09/26/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Edward Disanza | 1912359 | 5 | 06/19/2017 | Customer Dispute | Settled | $89,540.30 | $0.00 | See FINRA Report |
| Thomas Dewayne Bonds | 5861808 | 3 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Levi James Olson | 5294419 | 1 | 08/23/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |