Our Staff has compiled our research into a database of FINRA Broker Disclosures for NBC Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ahmed Y Stephens | 5247787 | 2 | 05/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ahmed Y Stephens | 5247787 | 2 | 06/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |