Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Owen Brown | 1658070 | 4 | 02/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Theodore Cox | 5067629 | 1 | 10/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Hamilton Bolin | 1093519 | 1 | 02/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |