Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Edell | 5002258 | 2 | 09/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Edell | 5002258 | 2 | 05/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Holly Lynn Mathews | 6944444 | 1 | 03/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Joseph Tropiano | 5474284 | 3 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 11/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tina Relf | 7013806 | 1 | 02/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karleigh Brett Reitzel | 2092252 | 1 | 06/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 07/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 05/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Lavel White | 7159409 | 5 | 11/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |