Our Staff has compiled our research into a database of FINRA Broker Disclosures for Assetmark Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Justin Edell | 5002258 | 3 | 09/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Justin Edell | 5002258 | 3 | 05/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tony Joseph Tropiano | 5474284 | 3 | 06/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Lavel White | 7159409 | 5 | 11/02/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Karleigh Brett Reitzel | 2092252 | 1 | 06/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Lavel White | 7159409 | 5 | 07/10/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Lavel White | 7159409 | 5 | 05/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Lavel White | 7159409 | 5 | 11/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Eric Lavel White | 7159409 | 5 | 11/07/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |